Executive Summary
While Red Oak Compliance has served the financial services industry since 2010 with their traditional advertising review software, Protege AI represents the next generation of compliance technology. Built from the ground up with advanced AI and modern integrations, Protege AI delivers comprehensive compliance coverage that extends far beyond Red Oak's narrow focus on advertising review.
Protege AI offers 10x the functionality at a fraction of the implementation time, with AI-powered automation that Red Oak's legacy platform simply cannot match.
Content & Document Management
Domain
Marketing Review
Electronic Communications
Trade Surveillance
Document Due Diligence
Digital Asset Management
Social Media Monitoring
Influencer Monitoring
Website Monitoring
Text Message Supervision
Claims Management
Outside Activities
Complaint Tracking
Policy Review
Disclosure Management
Registration Management
Affiliate Monitoring
Internet Supervision
Protege AI
Advanced AI-powered with GPT-4
Multi-platform surveillance
Pattern recognition & alerts
Automated contract analysis
Crypto & DeFi compliance
Comprehensive platform coverage
AI-powered sponsored content detection
Automated compliance scanning
Multi-platform messaging oversight
Automated tracking & verification
Comprehensive OBA tracking
AI-powered categorization
AI-assisted policy analysis
AI-powered disclosure detection
Automated license tracking
Partner compliance oversight
Comprehensive online presence monitoring
Red Oak
AI Review module with LLMs
Email, Teams, Slack, Zoom supervision
Not available
Not available
Not available
TikTok, Instagram, Facebook, X
Influencer monitoring across platforms
HTML archiving with change detection
SMS, iMessage, WhatsApp supervision
Not available
Not available
Workflow-based complaint management
Not available
Centralized disclosure library
FINRA-integrated licensing system
Affiliate link monitoring
Automated rep online activity tracking
Unified Platform vs. Module Collection
Protege AI
Single, integrated platform with unified data model and cross-domain insights
Red Oak
Collection of separate modules that operate independently with limited integration
AI-First vs. AI-Enhanced
Protege AI
Built from the ground up with proprietary AI models trained specifically for compliance and regulatory content
Red Oak
Traditional platform with AI features added on top, limiting innovation potential
Implementation Efficiency
Protege AI
Single implementation covering all compliance needs in 2-4 weeks
Red Oak
Multiple module implementations (4-8 weeks each) creating extended deployment timelines
Future-Ready Architecture
Protege AI
Modern API-first design that evolves with regulatory changes and new communication channels
Red Oak
Legacy module architecture that requires new modules for each emerging compliance need
Protege AI's Competitive Advantages
Unified Compliance Platform
Single dashboard, unified data model, and comprehensive reporting across all compliance domains eliminate the silos created by point solutions.
True AI-First Architecture
Built from the ground up to leverage modern AI capabilities, not retrofitted onto legacy systems. This enables capabilities that simply aren't possible with older platforms.
Modern User Experience
Intuitive, web-based interface that compliance professionals actually enjoy using, reducing training time and increasing adoption.
Continuous Innovation
Frequent updates and new capabilities driven by AI advancement and customer feedback, ensuring the platform evolves with regulatory requirements.
