Real-time updates
Over 100+ frameworks indexed
50 states + Federal

Problem/Solution
The Challenge
Manual Policy Management is Impossible
❌ Regulatory Avalanche
Thousands of regulatory changes annually across federal, state, and SRO rules. Your team can't possibly track every update that impacts your procedures.
❌ Delayed Awareness
Learning about regulatory changes quarters after enactment. By the time you update policies, you've already been non-compliant.
❌ Implementation Gaps
Even when you know about changes, translating new regulations into specific procedural updates takes months of business, compliance, and legal review.
❌ Examination Risk
Regulators expect immediate compliance. Outdated procedures lead to findings, fines, and reputational damage during examinations.

The Protege Solution
AI That Catches Complaint at ths Source and Surfaces Patterns
✅ 24/7 Regulation Monitoring
AI continuously scans federal registers, state bulletins, SRO notices, and case law. Get alerted the moment relevant changes are published.
✅ Instant Impact Analysis
AI reads new regulations and immediately identifies which of your specific procedures need updates, with line-by-line recommendations.
✅ Auto-Generated Updates
Receive AI-drafted policy updates that incorporate new requirements while maintaining your organization's tone and structure.
✅ Always Examination-Ready
Maintain a complete audit trail showing when regulations changed, when you were notified, and when policies were updated.

The Protege Solution
AI That Catches Complaint at ths Source and Surfaces Patterns
✅ 24/7 Regulation Monitoring
AI continuously scans federal registers, state bulletins, SRO notices, and case law. Get alerted the moment relevant changes are published.
✅ Instant Impact Analysis
AI reads new regulations and immediately identifies which of your specific procedures need updates, with line-by-line recommendations.
✅ Auto-Generated Updates
Receive AI-drafted policy updates that incorporate new requirements while maintaining your organization's tone and structure.
✅ Always Examination-Ready
Maintain a complete audit trail showing when regulations changed, when you were notified, and when policies were updated.

Problem/Solution
The Challenge
Manual Policy Management is Impossible
❌ Regulatory Avalanche
Thousands of regulatory changes annually across federal, state, and SRO rules. Your team can't possibly track every update that impacts your procedures.
❌ Delayed Awareness
Learning about regulatory changes quarters after enactment. By the time you update policies, you've already been non-compliant.
❌ Implementation Gaps
Even when you know about changes, translating new regulations into specific procedural updates takes months of business, compliance, and legal review.
❌ Examination Risk
Regulators expect immediate compliance. Outdated procedures lead to findings, fines, and reputational damage during examinations.

The Protege Solution
AI That Catches Complaint at ths Source and Surfaces Patterns
✅ 24/7 Regulation Monitoring
AI continuously scans federal registers, state bulletins, SRO notices, and case law. Get alerted the moment relevant changes are published.
✅ Instant Impact Analysis
AI reads new regulations and immediately identifies which of your specific procedures need updates, with line-by-line recommendations.
✅ Auto-Generated Updates
Receive AI-drafted policy updates that incorporate new requirements while maintaining your organization's tone and structure.
✅ Always Examination-Ready
Maintain a complete audit trail showing when regulations changed, when you were notified, and when policies were updated.
Intelligent Policy Management
Eliminate the chaos of switching tools. Collaborate from various sources while keeping everything organized in one central hub.
Real-Time Regulation Tracking
Monitor SEC, FINRA, CFTC, state regulations
Monitor SEC, FINRA, CFTC, state regulations
Track enforcement actions and case law
Track enforcement actions and case law
Custom alerts for your business lines
Custom alerts for your business lines
Predictive timeline for regulation changes
Predictive timeline for regulation changes
AI-Powered Gap Analysis
Line-by-line policy review
Line-by-line policy review
Identify missing required elements
Identify missing required elements
Flag outdated language automatically
Flag outdated language automatically
Prioritize updates by risk level
Prioritize updates by risk level
Smart Update Generation
AI drafts specific policy changes
AI drafts specific policy changes
Maintains your formatting and tone
Maintains your formatting and tone
Includes regulation citations for explanationsc
Includes regulation citations for explanationsc
Provides redline comparisons
Provides redline comparisons
Version Control & Testing
Track all policy versions
Track all policy versions
Test procedures against scenarios
Test procedures against scenarios
Maintain approval workflows
Maintain approval workflows
Roll back changes if needed
Roll back changes if needed
Compliance Dashboard
Real-time compliance status
Real-time compliance status
Policy coverage heatmaps
Policy coverage heatmaps
Update completion tracking
Update completion tracking
Examination readiness scores
Examination readiness scores
Cross-Reference Intelligence
Link policies to regulations
Link policies to regulations
Map procedures to controls
Map procedures to controls
Connect to training requirements
Connect to training requirements
Integrate with other systems
Integrate with other systems
Calculate Your Policy
Management Savings
Your Current Process:
Number of policies/procedures:
Average pages per policy:
Hours spent monthly on reg monitoring:
Annual regulatory findings:
Average fine per finding:
Compliance team size:
Example Calculation (pre-populated):
Example Calculation (pre-populated):
Example Calculation (pre populated):
A firm with 100 procedures saves $1.8M annually in labor costs and
avoids $500K in potential fines
A firm with 100 procedures saves $1.8M annually in labor costs and avoids $500K in potential fines
A firm reviewing 20 deals annually with 2,000 documents each saves $2.4M in labor costs and closes deals 3 weeks faster

With Protege AI:
Regulation monitoring:
Automated 24/7
Policy update time:
90% reduction
Regulatory findings:
Near zero
Team efficiency:
5x productivity

With Protege AI:
Regulation monitoring:
Automated 24/7
Policy update time:
90% reduction
Regulatory findings:
Near zero
Team efficiency:
5x productivity

Your Annual Savings:
Hours saved:
100 hours
Labor cost savings:
$10,000
Avoided fines:
$5,000
Efficiency gains:
$5,000
Total annual ROI:
1,500%

Your Annual Savings:
Hours saved:
100 hours
Labor cost savings:
$10,000
Avoided fines:
$5,000
Efficiency gains:
$5,000
Total annual ROI:
1,500%
Thomson Reuters tells you what changed. Protege AI tells you what to do about it.
Capability
ComplianceFunction
Regulation Tracking
Coverage
Update Alerts
Policy Updates
Implementation Time
Customization
Gap Analysis
Audit Trail
Integration
Pricing Model
ROI
Manual Process
Manual searches
What you find
Self-service
Write from scratch
2–6 months
Fully manual
Annual review
Spreadsheets
None
Labor costs
Negative
Thomson Reuters
Business
Impact
Database access
Major regulations
Email digests
Templates only
1–3 months
Generic templates
Not included
Basic logging
Limited
Per seat + database
6–12 months

Protege AI
Real-time AI monitoring
All sources + case law
Instant + impact analysis
AI-generated specific text
48 hours
Learns your style
Continuous + predictive
Complete + defensible
Full API + webhooks
Flat platform fee
30 days

Protege AI
Real-time AI monitoring
All sources + case law
Instant + impact analysis
AI-generated specific text
48 hours
Learns your style
Continuous + predictive
Complete + defensible
Full API + webhooks
Flat platform fee
30 days

Protege AI
Real-time AI monitoring
All sources + case law
Instant + impact analysis
AI-generated specific text
48 hours
Learns your style
Continuous + predictive
Complete + defensible
Full API + webhooks
Flat platform fee
30 days
Seamlessly Connects Your
Compliance Stack
Document Repositories
GRC Platforms
Compliance Systems
Word/PDF Libraries
Employee Portals
Training Platforms



Regulation Sources


Federal Register API
State Regulatory Feeds
Custom RSS/APIs
Email Systems
Distribution Channels
Common Questions About
Influencer Monitoring
Common Questions About
Influencer Monitoring
How does the AI know which regulations apply to our business?
During setup, you configure your business activities, licenses, and jurisdictions. The AI then creates a custom monitoring profile that tracks only relevant regulations. You can adjust this anytime as your business evolves.
How does the AI know which regulations apply to our business?
During setup, you configure your business activities, licenses, and jurisdictions. The AI then creates a custom monitoring profile that tracks only relevant regulations. You can adjust this anytime as your business evolves.
How does the AI know which regulations apply to our business?
During setup, you configure your business activities, licenses, and jurisdictions. The AI then creates a custom monitoring profile that tracks only relevant regulations. You can adjust this anytime as your business evolves.
Can it handle state-specific regulations?
Can it handle state-specific regulations?
Can it handle state-specific regulations?
How accurate are the AI-generated policy updates?
How accurate are the AI-generated policy updates?
How accurate are the AI-generated policy updates?
What about our unique internal requirements?
What about our unique internal requirements?
What about our unique internal requirements?
How accurate are the Al-generated policy updates?
How accurate are the Al-generated policy updates?
How accurate are the Al-generated policy updates?
Can we track employee acknowledgments?
Can we track employee acknowledgments?
Can we track employee acknowledgments?
What happens during a regulatory examination?
What happens during a regulatory examination?
What happens during a regulatory examination?
Does it integrate with our existing GRC platform?
Does it integrate with our existing GRC platform?
Does it integrate with our existing GRC platform?





